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Showing 601 to 610 of 1810 search results for Consumer Duty will set.

601. Apply to become a sponsor

     Markets Published: 04/05/2016 Last modified: 16/12/2022
     If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.

602. Accountability, from debate to reality

     Speeches Published: 14/07/2015 Last modified: 19/04/2016
     Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

603. The basic advice regime under MiFID II & IDD

     Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
     The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.

604. Guarantor loans: default notices: FG17/1

     Finalised guidance Published: 19/01/2017 Last modified: 19/01/2017
     We have published guidance for firms on our interpretation of provisions in the Consumer Credit Act 1974 that are relevant to guarantor lending firms seeking to take payment from a guarantor in respect of a borrower who is in default.  In particular

605. Robo Advice: an FCA perspective

     Speeches Published: 02/11/2017 Last modified: 02/11/2017
     Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FCA

606. British Steel Pension Scheme: Tools for firms

     Tasks for firms Published: 28/02/2023 Last modified: 26/09/2023
     The FCA rules require firms to assess any advice they gave to BSPS members to transfer out and pay redress if it was unsuitable and caused the consumer a loss. Find out more about the tools firms need to use and read the supporting documents.

607. Our Business Plan 2014/15

     Corporate documents Published: 31/03/2014 Last modified: 16/04/2014
     Our Business Plan sets out the activities that we intend to carry out in 2014/15 to protect consumers, enhance market integrity and promote competition.

608. Whistleblowing quarterly data 2022 Q4

     Data Published: 04/05/2023 Last modified: 04/05/2023
     Our data shows the number of new whistleblowing reports the FCA received in October to December 2022 and the allegations they featured.

609. Financial watchdog blocks thousands of misleading ads

     Press Releases Published: 03/02/2023 Last modified: 03/02/2023
     Social media remains a major focus for the FCA’s work in combatting misleading financial promotions.

610. Regulation for a different world

     Speeches Published: 06/05/2021 Last modified: 07/05/2021
     Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.