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Showing 621 to 630 of 1810 search results for Consumer Duty will set.

  1. Complaints Scheme: our approach to remedies

    Statements Published: 16/06/2020 Last modified: 13/03/2024
    This statement explains our current approach to deciding what we do when we agree that a complaint made about the FCA under the Complaints Scheme (the Scheme) is well founded.  We aim to apply a consistent and fair approach to ensure remedies are

  2. Extending deadlines to publishing fund reports and accounts

    Firms Last modified: 17/09/2020
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  3. Case concerning CEO referred to the Upper Tribunal

    Press Releases Published: 11/12/2015 Last modified: 11/12/2015
    The FCA’s decision is set out in the decision notice which is published today. ... The tribunal may uphold, vary or cancel the FCA’s decision. In the case of the decision to impose a penalty, the tribunal will determine what (if any) is the

  4. Privacy policy

    Last modified: 18/01/2024
    Find out how and when we use your personal data, and the list of cookies used on the Panels website.

  5. Financial Sanctions

    Firms Consumers Markets Published: 16/05/2016 Last modified: 21/02/2023
    Find out what to do if your firm is subject to financial sanctions or you suspect there has been a sanctions breach.

  6. Apply to become a general insurance intermediary

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website.

  7. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Launch of permanent Digital Sandbox

    News stories Published: 20/07/2023 Last modified: 20/07/2023
    The FCA Digital Sandbox will be made available permanently on 1 August 2023, opening up the platform to an even broader range of innovative businesses, start-ups and data providers.

  9. Financial conduct regulation in a restless world

    Speeches Published: 08/05/2019 Last modified: 08/05/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.

  10. A strategy for positive sustainable change

    Speeches Published: 03/11/2021 Last modified: 03/11/2021
    Speech by our CEO, Nikhil Rathi, delivered at COP26
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