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Showing 741 to 750 of 1810 search results for Consumer Duty will set.

  1. FCA publishes its approach to regulatory failure

    Press Releases Published: 18/04/2013 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has today published its approach to investigating and reporting on regulatory failure, as required by the Financial Services Act 2012 (the Act). The Act requires the FCA to publish a statement of policy setting

  2. Borrowers in financial difficulty (BiFD) project – supporting those facing payment difficulties due to coronavirus – interim findings

    Focus areas Published: 18/01/2022 Last modified: 03/11/2022
    In March 2021, we launched the BiFD project to ensure firms continue to support borrowers in financial difficulty. As part of this work, we have been monitoring, gathering insight and acting where we have identified concerns at individual firms.

  3. FS22/5: Compensation Framework Review

    Feedback statements Published: 14/12/2022 Last modified: 14/12/2022
    The FCA sets out feedback to Discussion Paper 21/5 on the compensation framework and the purpose, scope and funding of the FSCS. The paper also outlines the next steps.

  4. Learning from the last 30 years to face the next

    Speeches Published: 05/05/2022 Last modified: 06/05/2022
    Speech by our Chief Executive, Nikhil Rathi on the need to maintain skills and professional standards in the future; delivered at the CISI 30th anniversary dinner.

  5. Independence, confidence and fairness

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Money laundering and terrorist financing

    Focus areas Published: 02/08/2015 Last modified: 21/02/2023
    Find out more about the regulations and risk-based approach to anti-money laundering.

  7. FCA outlines rules for secondary annuity market

    Press Releases Published: 21/04/2016 Last modified: 27/04/2016
    We have set out proposed rules and guidance today that will help ensure that consumers have an appropriate degree of protection should they decide to sell their annuity income.”. ... The FCA has proposed that brokers must set out their charges upfront

  8. FCA confirms new rules for P2P platforms

    Press Releases Published: 04/06/2019 Last modified: 04/06/2019
    Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep

  9. Our work on Defined Benefit Pension Transfers

    News stories Published: 03/10/2017 Last modified: 03/10/2017
    We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm.

  10. Towards more effective stewardship

    Speeches Published: 03/04/2019 Last modified: 04/03/2022
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.
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