Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 751 to 760 of 1810 search results for Consumer Duty will set.

  1. FCA launches general insurance market study

    Press Releases Published: 31/10/2018 Last modified: 31/10/2018
    The Financial Conduct Authority (FCA) has today set out the issues it will focus on as part of a market study into how general insurance (GI) firms charge their customers for home and motor insurance.

  2. Overview of the FCA prudential approach

    Speeches Published: 21/05/2015 Last modified: 21/05/2015
    Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum. This is the text of the speech as drafted, which may differ from the delivered version.

  3. FCA announces new chair of the Smaller Business Practitioner Panel

    Press Releases Published: 05/09/2019 Last modified: 05/09/2019
    Charles Randell, Chair of the Financial Conduct Authority, has today announced the appointment of Marlene Shiels, Chief Executive of Capital Credit Union, as Chair of the FCA’s Smaller Business Practitioner Panel from 1 October 2019. She has been

  4. Vector Wealth Ltd enters administration

    News stories Published: 22/04/2022 Last modified: 27/04/2022
    We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators.

  5. Michael Findlay appointed Chair of the FCA’s Markets Practitioner Panel

    Press Releases Published: 15/06/2021 Last modified: 15/06/2021
    The FCA has appointed Non-Executive Chair of the London Stock Exchange (LSE) plc Michael Findlay, as the Chair of its independent Markets Practitioner Panel.

  6. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    These staff will not be pre-approved by regulators, but firms will assess their fitness and propriety. ... The Conduct Rules set out a basic standard for behaviour for all staff covered by the new regimes.

  7. News for customers of Hume Capital Securities (HCS)

    Statements Published: 17/03/2015 Last modified: 17/03/2015
    The FCA will work closely with the firm to ensure fair outcomes for consumers. ... b) HCS will send this daily attestation to its supervisory contact and ensure it is signed by a holder of the director function (CF1).

  8. CP23/24: Capital deduction for redress: personal investment firms

    Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
    We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

  9. Journey towards a conduct regulator

    Speeches Published: 05/03/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London

  10. Artificial Intelligence Public-Private Forum

    News stories Published: 23/01/2020 Last modified: 11/10/2022
    Financial Services AI Public Private Forum - Call for EOI
Related topics