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Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
Data strategy update 2022
The FCA sets out where it has made progress against its 2020 Data Strategy, where it has more to do, and where it has increased its focus. -
Money laundering and supervising trusted professionals
OPBAS one year on report, highlights supervision and money laundering awareness failings and sets out ways to improve standards. -
FCA publishes terms of reference for credit card market study
The FCA announced the market study in April 2014 after its own research showed that the credit card market was not working well for some consumers. ... are marketed in a way that works against the best interests of consumers. -
Price comparison websites failing to meet FCA expectations
We also found, through our consumer research, that consumers had a number of misconceptions about the services they provided. ... The FCA’s review looked at 14 price comparison websites between December 2013 and April 2014 and also included in-depth -
FCA reforms to enhance the effectiveness of UK primary markets
The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective. -
Information for investors with Pritchard Stockbrokers Limited
On 10 February 2012, we issued a Supervisory Notice stopping Pritchard Stockbrokers Limited carrying out its business. In addition, we have frozen the firm’s assets and the investor money and assets it holds. Here we explain what it means if you -
The importance of international co-operation
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong. -
Catching a falling knife: an analysis of circuit breakers in UK equity markets
Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction. -
FCA proposes new rules on dealing commission for investment managers
The Financial Conduct Authority (FCA) has today proposed improvements to the rules and new guidance over investment managers’ use of client commissions. These changes will ensure that charges paid by consumers for executing trades and related -
Learning from the last 30 years to face the next
Speech by our Chief Executive, Nikhil Rathi on the need to maintain skills and professional standards in the future; delivered at the CISI 30th anniversary dinner.