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Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
Joint statement by the FCA, PRA, TPR and FRC on the publication of Climate Change Adaptation Reports
We and the other financial regulators have published CARs this year. They look at how we and the firms we regulate are embedding climate risks and opportunities into our strategies. -
The Financial Conduct Authority outlines how it will regulate crowdfunding
Consumers need to be clear on what they’re getting into and what the risks of crowdfunding are. ... The FCA takes over regulation of consumer credit from the Office of Fair Trading (OFT) in April 2014. -
PS18/3: Perimeter guidance on personal recommendations on retail investments
This Policy Statement sets out our response to feedback on new perimeter guidance on what constitutes a personal recommendation, which we published in consultation CP17/28: FAMR Implementation Part II and insistent clients (PDF). -
Statement on the CMA’s response to the Citizens Advice super-complaint on excessive prices for disengaged consumers
The Competition and Markets Authority (CMA) has published its response to the Citizens Advice super-complaint on excessive prices for disengaged consumers. The super-complaint covers several markets, including insurance, cash savings and mortgages. -
The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector
The Bank of England, the Prudential Regulation Authority and FCA set out potential measures to oversee and strengthen the resilience of services provided by critical third parties to the UK financial sector. -
FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services
The RDR, which came into force at the beginning of 2013, introduced new disclosure requirements to improve transparency for consumers. ... However, in the latest research, despite sufficient time and the straightforward nature of the requirements, issues -
Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA
On 1 April 2014, the FCA became responsible for the regulation of approximately 50,000 consumer credit firms. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the -
Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments
One of our objectives is to ensure that consumers have the right degree of protection. ... However, while features between issues vary, these instruments can carry risks which many consumers may be unfamiliar with. -
The art of thinking independently together – why the regulator cares about diversity
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the LGBT in the Financial Services Industry Summit. -
Lloyds Banking Group fined £4.3 million for delayed PPI redress payments
The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.