Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 761 to 770 of 886 search results for Cryptoasset consumer research.

  1. CP13/10: Detailed proposals for the FCA regime for consumer credit

    Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
    CP13/10: Detailed proposals for the FCA regime for consumer credit. Consultation papers First published:. ... firms that are considering carry out consumer credit activities, including debt recovery agents.
  2. Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference

    Press Releases Published: 30/10/2013 Last modified: 30/10/2013
    A specific concern is that some asset managers are pushing the definition of ‘research’ by using client commissions to cover non eligible costs and services. ... Launching a consultation paper in November to clarify rules on research, including
  3. FCA to require pension providers to offer to book Pension Wise appointments for consumers

    Press Releases Published: 04/05/2021 Last modified: 04/05/2021
    The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes
  4. PS21/10: Investor protection measures for special purpose acquisition companies: Changes to the Listing Rules

    Policy statements Published: 30/04/2021 Last modified: 05/04/2022
    We set out changes to our Listing Rules that apply to special purpose acquisition companies (SPACs)
  5. The Financial Conduct Authority consults on guidance to clarify the boundary between different investment advice models

    Press Releases Published: 11/07/2014 Last modified: 11/07/2014
    Consumer research was conducted as part of this work, focusing on the motivations and experiences of consumers purchasing investments without a personal recommendation. ... On 1 April 2014, the FCA took over responsibility for consumer credit and the
  6. FCA discussion paper calls on firms to deliver smarter, effective communications

    Press Releases Published: 25/06/2015 Last modified: 25/06/2015
    The Financial Conduct Authority (FCA) has kick-started a debate to encourage firms, consumer groups, and stakeholders to work together to deliver information to consumers in smarter and more effective ways. ... The discussion paper, Smarter Consumer
  7. Ex post Impact Evaluation Framework – Feedback Statement

    Feedback statements Published: 20/12/2018 Last modified: 20/12/2018
    This feedback statement summarises views received from our stakeholders after the publication of a discussion paper in April 2018, and our responses to them.
  8. Cenkos Securities fined for failure to maintain the high standards required of a firm providing Sponsor Services

    Press Releases Published: 09/08/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today fined Cenkos Securities plc (Cenkos) £530,500 for failures in its sponsor services business.  Cenkos failed to have appropriate systems and controls in place across its sponsor services business, and,
  9. FCA analysis reveals there are fewer than 1 million interest-only mortgages outstanding

    Press Releases Published: 15/08/2023 Last modified: 15/08/2023
    The number of interest-only (750,000) and part-interest-only (245,000) mortgages has halved since 2015, new FCA analysis has found
  10. Making competition king – the rise of behavioural economics at the FCA

    Speeches Published: 25/03/2014 Last modified: 25/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version.