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Showing 391 to 400 of 507 search results for Cube Insurance Limited.

  1. The drive for data in Non-Bank Financial Intermediation (NBFI)

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit

  2. Information on Covid whistleblowing reports for 2020/21 - August 2021

    FOI Release Date of Release: 09/08/2021
    The FCA provides information on the covid-specific whistleblower allegations referred to in the FCA's annual report for 2020/21.

  3. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

  4. Final Notice: Aviva Pension Trustees UK Limited, Aviva Wrap UK Limited [pdf]

    Final notices Published: 05/10/2016 Last modified: 05/10/2016
    This final notice refers to breaches of PRIN 3, PRIN 10, CASS Rules, SUP and SYSC related to client money/assets and culture/governance in the life insurance sector. We imposed a fine.

  5. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  6. Besso Limited fined for anti-bribery and corruption systems failings

    Press Releases Published: 19/03/2014 Last modified: 19/03/2014
    Besso Limited fined for anti-bribery and corruption systems failings. Press Releases First published:. ... had limited bribery and corruption policies and procedures in place between January 2005 and October 2009.

  7. City Week: how regulation can help the UK lead in Fintech

    Speeches Published: 26/04/2023 Last modified: 20/03/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.

  8. Using the new Form A

    Firm authorisation Published: 03/10/2023 Last modified: 29/04/2024
    Find out about the changes we’ve made to Form A.

  9. Business interruption test case: Argenta Syndicate Management Limited (“Argenta”) skeleton argument for 2 October hearing [pdf]

    Corporate documents Published: 30/09/2020
    This is the Argenta Syndicate Management Limited (“Argenta”) skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case.

  10. RMA-H COBS data: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-H COBS data: help text