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Showing 461 to 470 of 507 search results for Cube Insurance Limited.

461. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

     Press Releases Published: 03/10/2013 Last modified: 07/02/2022
     he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.

462. Investors in the EEA Life Settlements Fund should consider making a complaint now

     News stories Published: 24/09/2014 Last modified: 24/09/2014
     However, there is only a limited time in which to do so and in some cases the deadline for making complaints or claims may start to expire from 1 December 2014 ... The EEA Life Settlements Fund is an unregulated collective investment scheme made up of

463. FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans

     Corporate documents Published: 05/03/2024 Last modified: 05/03/2024
     On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013.

464. Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments

     Press Releases Published: 19/12/2013 Last modified: 30/08/2015
     The Financial Conduct Authority (FCA) has fined JLT Specialty Limited (JLTSL) over £1.8million for failing to have in place appropriate checks and controls to guard against the risk of bribery ... JLTSL also did not adequately assess the potential risk

465. Update for customers of insurance broker firm Professional Construction Risks Ltd (PCRL)

     News stories Published: 11/12/2020 Last modified: 11/12/2020
     We outline important consumer information for those who have purchased an insurance policy from PCRL.

466. FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator

     Press Releases Published: 17/12/2019 Last modified: 17/12/2019
     The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials.

467. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

     Speeches Published: 14/03/2024 Last modified: 14/03/2024
     Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

468. Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins

     Press Releases Published: 18/09/2015 Last modified: 09/12/2016
     The decision follows the Final Notices issued to Catalyst Investment Group Limited and Alison Moran, Catalyst’s compliance officer, in September 2013. ... These products are a form of ‘Traded Life Policy Investment’ (TLPI) based on life insurance

469. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

     Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
     Our review of insurance firm approaches to monitoring customer outcomes.

470. Coronavirus and customers in temporary financial difficulty: draft guidance for insurance and premium finance firms

     Policy and guidance Guidance consultations Published: 01/05/2020 Last modified: 07/05/2020
     FCA guidance on our expectations for firms when dealing with customers of general insurance and pure protection contracts who may be experiencing temporary financial difficulty because of coronavirus