Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 111 to 120 of 15967 search results for FCA's Consumer Duty.

  1. Financial Conduct Authority (FCA) publishes feedback statement on Duty of Care

    Press Releases Published: 23/04/2019 Last modified: 11/04/2024
    The FCA has summarised responses to its Discussion Paper – ‘A duty of care and potential alternative approaches’ – and sets out next steps.

  2. From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit

    Speeches Published: 29/11/2022 Last modified: 08/01/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.

  3. Claims management companies

    Claims management companies Last modified: 13/03/2023
    On 1 April 2019 the FCA will become the regulator of claims management companies in England, Wales and Scotland. Find out more.

  4. News

    Last modified: 27/06/2024
    Latest FCA news, warnings and speeches and how to contact the FCA press office.

  5. Wider Implications Framework

    About us Published: 29/08/2023 Last modified: 10/06/2024
    Find out more about the Wider Implications Framework's role guiding cooperation between members of the regulatory family.

  6. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  7. FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps

    Feedback statements Published: 16/07/2018 Last modified: 27/07/2022
    FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches.

  8. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 15/05/2020
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.

  9. Preparing for the future of Consumer Investments

    Corporate documents Published: 08/12/2023 Last modified: 08/12/2023
    We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved.

  10. FG22/5: Final non-Handbook Guidance for firms on the Consumer Duty [pdf]

    Finalised guidance Published: 27/07/2022 Last modified: 14/06/2023
    The Consumer Duty sets the standard of care that firms should give to customers in retail financial markets.