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Showing 201 to 210 of 15967 search results for FCA's Consumer Duty.
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Ensuring the fair treatment of customers in vulnerable circumstances
The positive steps firms have taken to embed FCA guidance and the areas where we expect to see improvement. -
Report mortgage fraud: advisers
As a mortgage broker it is essential you have sufficient controls in place to prevent your firm being used for committing fraud. Read more about what you should report. -
Whistleblowing quarterly data 2023 Q4
The data shows the number of new whistleblowing reports the FCA received in October and December 2023 and the allegations they featured. -
Financial crime in the payments and e-money sector: webinar
Webinar with the UK Financial Intelligence Unit on financial crime in the payments and e-money sector . -
Enhancing market integrity
The FCA aims to support a healthy and successful financial system, where firms can thrive and consumers can place their trust in transparent and open markets. -
Balance of interests
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Inside FCA podcast transcript Sean Cafferky Consumer Duty interview [pdf]
Inside FCA Podcast transcript on the CD consumer support outcome -
Insurance: business practice, suitability and eligibility
The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged. -
Business Plan 2021/22
Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance. -
Financial promotions data 2023
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.