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Showing 261 to 270 of 15967 search results for FCA's Consumer Duty.

  1. Recruiting key staff and managing the risk of leaving: credit unions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Find out how to manage the risk caused by losing an important member of staff who holds vital information about your credit union.

  2. Is this the decade of the credit union?

    Speeches Published: 17/01/2020 Last modified: 17/01/2020
    Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith.

  3. Keeping pace with rising costs – improving financial inclusion for consumers

    Speeches Published: 01/06/2022 Last modified: 01/05/2024
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at Financial Inclusion Virtual Summit 2022

  4. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

  5. Personal data and market oversight

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its market oversight functions.

  6. Portfolio Letter: Claims Management Companies (CMCs) 2023 [pdf]

    Correspondence Published: 05/01/2023
    The FCA publishes a portfolio letter that includes the consumer duty, and an updated view of risks that CMC's pose to consumers.

  7. Our Annual Report and Accounts 2022/23

    Annual reports Published: 20/07/2023 Last modified: 08/12/2023
    Our Annual Report and Accounts sets out our progress and key achievements in the first year of our three-year strategy.

  8. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.

  9. Inside FCA interview transcript with Ed Smith [pdf]

    Transcripts Published: 06/01/2023
    Podcast Interview transcript Ed Smith Consumer Duty price and value outcome

  10. Investment managers

    Firm authorisation Published: 05/07/2023 Last modified: 19/12/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.