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Showing 421 to 430 of 15970 search results for FCA's Consumer Duty.

  1. How to flex your organisation's power through culture and conduct

    Speeches Published: 23/11/2023 Last modified: 23/11/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.

  2. Continuing Professional Development (CPD) and professional qualification exams during coronavirus

    Tasks for regulated firms Published: 27/05/2020 Last modified: 10/02/2023
    During the current pandemic, we expect firms to continue to demonstrate that relevant individuals remain competent to carry out their work.

  3. A changing landscape: the FCA’s strategic priorities for the pensions sector

    Speeches Published: 04/07/2019 Last modified: 04/07/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019.

  4. FCA publishes first consultation on new prudential regime for UK investment firms

    News stories Published: 14/12/2020 Last modified: 14/12/2020
    The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

  5. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

  6. New Chair appointments to FCA’s Smaller Business Practitioner Panel and Consumer Panel

    Press Releases Published: 30/05/2022 Last modified: 30/05/2022
    The Financial Conduct Authority (FCA) has appointed Helen Charlton as the Chair of the Financial Services Consumer Panel, and Andy Mielczarek as the Chair of the FCA Smaller Business Practitioner Panel, succeeding Wanda Goldwag and Marlene Shiels

  7. PS16/24: Capping early exit pension charges: feedback on CP16/15 and final rules

    Policy statements Published: 15/11/2016 Last modified: 15/11/2016
    We are publishing Handbook rules that discharge a new duty placed on us by parliament to cap early exit charges in existing and new personal and stakeholder personal pension schemes.

  8. The Pensions Regulator and the FCA publish joint regulatory guide

    Press Releases Published: 21/03/2014 Last modified: 01/04/2014
    The Pensions Regulator and the FCA publish joint regulatory guide. Press Releases First published:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  9. FCA and Industry Working Group on interest-only mortgages: terms of reference

    Mortgages Published: 21/02/2024 Last modified: 21/02/2024
    We are forming a working group to support and inform our review of existing interest-only guidance as well helping our understanding on how interest-only borrowers are currently treated.

  10. Multi-occupancy buildings insurance – broker remuneration

    Multi-firm reviews Published: 21/04/2023 Last modified: 21/04/2023
    Read the findings of our multi-occupancy buildings insurance broker remuneration review.