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Showing 511 to 520 of 15970 search results for FCA's Consumer Duty.

  1. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

    Press Releases Published: 22/07/2014 Last modified: 22/07/2014
    FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  2. CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

    Consultation papers Published: 18/01/2016 Last modified: 18/01/2016
    This consultation is relevant to all authorised firms, but contains no material of direct relevance to retail financial services consumers or consumer groups upon which they might need to act. ... As costs may be passed on to consumers in the form of

  3. Improvements needed to the credit information market to deliver better lending decisions for borrowers

    Press Releases Published: 22/11/2022 Last modified: 22/11/2022
    The Financial Conduct Authority (FCA) has set out proposals to improve the credit information sector so it can deliver higher quality and more comprehensive information for consumers and firms.

  4. FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010

    Press Releases Published: 08/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and

  5. FCA announces competition review into credit cards - particular focus on how industry works with those in difficult financial situations

    Press Releases Published: 03/04/2014 Last modified: 03/04/2014
    There is however, a duty of care to consumers, and I think it’s important for there to be clarification of whether competition is working in their interests.”. ... This week, the FCA took over regulation of consumer credit and published low income

  6. DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

    Discussion papers Published: 06/07/2021 Last modified: 04/01/2023
    We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector.

  7. Opening up and speaking out: diversity in financial services and the challenge to be met

    Speeches Published: 19/12/2018 Last modified: 19/12/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Mitsubishi UFJ Financial Group, London.

  8. FCA finds further work required to fully embed ‘Guiding Principles’ for ESG and sustainable investment funds

    Press Releases Published: 16/11/2023 Last modified: 16/11/2023
    A review by the FCA has found that while most Authorised Fund Managers (AFMs) have made efforts to comply with the FCA’s expectations on the design, delivery, and disclosure of their ESG and sustainable funds, further improvement is needed.

  9. FCA bans former Co-operative Bank Chair, Paul Flowers, from the financial services industry

    Press Releases Published: 06/03/2018 Last modified: 06/03/2018
    The Financial Conduct Authority (FCA) has banned the former Chair of Co-operative Bank PLC (Co-op Bank), Paul Flowers, from the financial services industry.

  10. Clydesdale Bank fined £8.9 million for failing to treat its mortgage customers fairly

    Press Releases Published: 26/09/2013 Last modified: 26/09/2013
    This process has been agreed with the FCA, which has an objective to secure an appropriate degree of protection for consumers. ... The scheme, which is welcomed by the FCA, should minimise further inconvenience to customers.