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Showing 71 to 80 of 15967 search results for FCA's Consumer Duty.

  1. Guidance on the duty of responsibility: PS17/9

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    In this Policy Statement, we set out guidance in the Decision Procedure and Penalties Manual (DEPP) on how we will enforce the ‘duty of responsibility’.

  2. Inside FCA Podcast transcript: Interview with Ed Smith on Consumer Duty outcomes monitoring [pdf]

    Transcripts Published: 28/06/2023
    Inside FCA Podcast: Interview with Ed Smith on Consumer Duty outcomes monitoring

  3. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. ... Under the Duty of Responsibility, we can take enforcement action against Senior Managers if:.

  4. How the UK will regulate for the future

    Speeches Published: 14/07/2022 Last modified: 14/07/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

  5. Implementing the Consumer Duty in the General Insurance and Pure Protection sectors [pdf]

    Correspondence Published: 03/02/2023
    Consumer Duty letter

  6. Overdraft repeat use: good practice and areas of concern

    Good and poor practice Published: 19/04/2023 Last modified: 19/04/2023
    We asked all firms that provide overdrafts to personal account customers to share with us their overdraft repeat use strategies. We reviewed these strategies and set out our findings.

  7. Consumer Duty: Findings from our review of fair value frameworks

    Good and poor practice Published: 10/05/2023 Last modified: 17/11/2023
    Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.

  8. Consumer Duty webinar – consumer investment, pensions, asset management – transcript [pdf]

    Transcripts Published: 13/12/2022
    Consumer Duty webinar – consumer investment, pensions, asset management – transcript

  9. Financial promotions quarterly data 2023 Q1

    Data Published: 05/05/2023 Last modified: 04/08/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 .

  10. Supporting consumers with pension transfers

    Published: 30/08/2023 Last modified: 30/08/2023
    Read how firms should support consumers with characteristics of vulnerability when providing pension transfer advice.