Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 791 to 800 of 15977 search results for FCA's Consumer Duty.

  1. ZeemzFX

    Warnings Published: 16/09/2022 Last modified: 16/09/2022
    ZeemzFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  2. TudoFX

    Warnings Published: 04/02/2022 Last modified: 04/02/2022
    TudoFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  3. TOPFXNB

    Warnings Published: 18/02/2022 Last modified: 23/02/2022
    TOPFXNB is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. CHRIMAFX

    Warnings Published: 19/12/2022 Last modified: 19/12/2022
    CHRIMAFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

  6. Consumer credit research: logbook loans

    Tasks for regulated firms Published: 06/08/2015 Last modified: 16/02/2023
    Read our research into the logbook loans market, some key findings and what we plan to do next.

  7. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    These questions included:. How broadly or narrowly should we interpret ‘consumer’ when thinking about the FCA’s consumer protection objective in a primary markets context? ... The FCA’s statutory objectives, which explicitly include listing

  8. Prime Coin

    Warnings Published: 19/08/2022 Last modified: 23/12/2022
    Prime Coin is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. Financial promotions data 2022

    Data Published: 03/02/2023 Last modified: 03/02/2023
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

  10. Prolaps

    Warnings Published: 09/12/2021 Last modified: 09/12/2021
    Prolaps is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.