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Showing 251 to 260 of 836 search results for FCA's Consumer Duty will lead.

  1. Regulating the funeral plans sector

    Firms Published: 05/02/2021 Last modified: 04/12/2023
    The FCA regulates pre-paid funeral plans, which means any funeral plan provider or intermediary must be authorised. Find out what this means for your firm.

  2. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  3. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

  4. The rapidity of change

    Speeches Published: 22/10/2015 Last modified: 18/01/2017
    Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version.

  5. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    consumer understanding is poor; where there is substantial consumer inertia; where consumers have behavioural biases; and where providers are not significantly differentiated and some markets are not sufficiently competitive. ... If you say you want

  6. Call for input: Evaluation of RDR and FAMR form

    Last modified: 01/05/2019
    Q10: What new business models are being developed and how will they meet consumer needs? ... Q19: Are there any new or emerging trends (for example, the ageing population and increased pension flexibility) that will lead to further changes in consumer

  7. Consumer credit qualitative research

    News stories Published: 01/04/2014 Last modified: 05/06/2014
    In order to help understand the consumer experience, both positive and negative, the FCA engaged two research organisations to conduct qualitative research. ... The aim of this research was to create a 'coherent narrative about what the FCA know,

  8. Apply to become an electronic money or a payment institution

    Firm authorisation Published: 28/04/2015 Last modified: 19/06/2024
    Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider.

  9. Apply to become a claims management company

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.

  10. How to organise a COO

    Speeches Published: 08/02/2023 Last modified: 08/02/2023
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023