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Showing 261 to 270 of 838 search results for FCA's Consumer Duty will lead.

  1. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

  2. Prescribed Persons Annual Report 2022/23

    Data Published: 20/07/2023 Last modified: 20/07/2023
    The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023.

  3. A test of conscience

    Speeches Published: 23/02/2015 Last modified: 26/02/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the British Bankers' Association 2015 event on consumer vulnerability. ... Many firms will, for example, have highly specialised teams to deal with issues related to consumer

  4. Preparing your firm's wind-down plan

    Firm authorisation Published: 01/03/2024 Last modified: 01/03/2024
    Wind-down plans help firms exit the market in an orderly manner if their business is no longer viable. Find out when and how to prepare one for your firm.

  5. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    Indeed you will have seen us focussing on misconduct in the wholesale markets that disadvantages retail consumers. ... The PSR will have objectives to promote competition and innovation, and to ensure responsiveness to consumer needs.

  6. Banks, insurers and Lloyd’s managing agents

    Firm authorisation Published: 08/08/2017 Last modified: 13/05/2024
    Find out about the authorisation process if you're one of these types of firm.

  7. Claims management companies: our regulation

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is the claims management companies (CMCs) regulator. Learn about regulation and whether your firm needs to be FCA-authorised.

  8. Highlights of the FCA’s approach in 2022

    Press Releases Published: 21/12/2022 Last modified: 30/01/2023
    The FCA set out a new three-year strategy in April designed to improve outcomes for consumers and markets.

  9. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  10. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 24/06/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).