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Showing 311 to 320 of 836 search results for FCA's Consumer Duty will lead.

  1. Authorisation and registration application fees

    Firm authorisation Published: 07/08/2017 Last modified: 21/11/2023
    Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

  2. Improvement Loans (clone of FCA authorised firm)

    Warnings Published: 16/10/2017 Last modified: 16/10/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  3. Report fee tariff data: European Economic Area (EEA) firms

    Tasks for regulated firms Published: 09/05/2015 Last modified: 13/02/2023
    Find out what fees an EEA firm has to pay if it wants to set up a branch or offer cross-border services in the UK (passporting).

  4. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

  5. The business of social purpose

    Speeches Published: 26/11/2020 Last modified: 26/11/2020
    A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.

  6. FCA appoints new Director of Competition

    Press Releases Published: 05/09/2018 Last modified: 05/09/2018
    The Financial Conduct Authority (FCA) has appointed Sheldon Mills as its new director of competition. Sheldon is currently senior director, mergers and state aid at the Competition and Markets Authority (CMA).

  7. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  8. Personal data and market oversight

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its market oversight functions.

  9. Remote or hybrid working: FCA expectations for firms

    Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
    It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.

  10. Recruiting key staff and managing the risk of leaving: credit unions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Find out how to manage the risk caused by losing an important member of staff who holds vital information about your credit union.