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Showing 321 to 330 of 836 search results for FCA's Consumer Duty will lead.

  1. Investment managers

    Firm authorisation Published: 05/07/2023 Last modified: 19/12/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  2. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.

  3. Transforming culture in financial services

    Speeches Published: 19/03/2018 Last modified: 19/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

  4. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    Firms and their shareholders cannot afford, and will no longer tolerate, the financial and reputational costs of poor conduct. ... After all, despite their efforts to lead the change, we continue to fine firms for past bad practice.

  5. Building firm foundations for healthy cultures

    Speeches Published: 20/11/2023 Last modified: 20/11/2023
    Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at the XLOD Global London conference.

  6. FCA sets out priorities for 2020/21

    Press Releases Published: 07/04/2020 Last modified: 22/05/2023
    The Financial Conduct Authority (FCA) has today set out its business priorities for the year ahead – with specific focus on the challenges presented by the Coronavirus (Covid-19) pandemic.

  7. Apply to become a consumer credit lender or hirer

    Firm authorisation Published: 15/11/2023 Last modified: 16/11/2023
    Find out how to apply to the FCA for authorisation If you want to engage in regulated activities as a lender or hirer.

  8. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

  9. Our approach to international firms

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

  10. Repeal and replacement of assimilated law

    Firms Published: 13/07/2023 Last modified: 01/05/2024
    Documents on the repeal and replacement of provisions in the retained EU law.