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Showing 71 to 80 of 838 search results for FCA's Consumer Duty will lead.
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Asset management: A regulatory perspective
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference. -
Investor engagement in a changing regulatory landscape
We think the proposed reforms will lead to a more efficient allocation of resources toward research that adds the most value to asset managers’ investment decisions. ... Since the FCA was established in 2013 we have had an objective to promote -
Findings of multi-firm review into insurers' valuation of vehicles
We set out the findings from our review which assesses firms’ claims-handling processes for valuing vehicles which have been stolen or written-off (‘total-loss’ claims). -
Apply to become a pre-paid funeral plans firm
If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply. -
FCA appoints executive directors to co-lead Enforcement and Market Oversight
The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight. -
Financial promotions quarterly data 2024 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024. -
Speech: Culture in UK banking – regulatory priorities
As most of you know, though, the FCA is taking initiatives on culture in UK banking, so I will briefly summarise the state of play on these. ... This neatly leads us back to the role of culture. The FCA’s own upcoming Occasional Paper in this area is -
Helping firms provide more support to customers making investment decisions
Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation. -
Diversity: delivering excellence for the future
Speech delivered by Nausicaa Delfas, Executive Director of International at City and Financial: Women in Finance 2019, London -
FCA enable firms to provide mortgage breathing space
The FCA has moved quickly to make changes to its rulebook to support key commitments made by lenders at last week’s mortgage summit held by the Chancellor.