Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 761 to 770 of 836 search results for FCA's Consumer Duty will lead.

  1. Joint Regulatory Oversight Committee sets out recommendations for the next phase of open banking in the UK

    News stories Published: 17/04/2023 Last modified: 17/04/2023
    Report from the Joint Regulatory Oversight Committee (JROC) with recommendations for the next phase of open banking in the UK.

  2. FCA strengthens consumer protection by speeding up removal of firms that do not use their regulatory permission

    Press Releases Published: 19/05/2022 Last modified: 19/05/2022
    Businesses are required to prove they are carrying out the regulated activities they are permitted to or face losing this permission

  3. PS23/9: Finalised insurance guidance on supporting customers in financial difficulty’

    Policy statements Published: 03/07/2023 Last modified: 03/07/2023
    FCA summarises the feedback received to CP23/1 on insurance guidance for supporting customers in financial difficulty and set out response and finalised guidance.

  4. FCA publishes occasional papers on behavioural economics exploring how people make financial decisions

    Press Releases Published: 10/04/2013 Last modified: 10/04/2013
    The Financial Conduct Authority (FCA) has published two occasional papers on behavioural economics to explore how people make financial decisions.

  5. Former equities trader at Schroders Investment Management sentenced for insider dealing

    Press Releases Published: 12/06/2016 Last modified: 05/04/2023
    Damian Clarke, a former equities trader at Schroders Investment Management has today been sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing.

  6. How can we ensure that Big Data does not make us prisoners of technology?

    Speeches Published: 11/07/2018 Last modified: 11/07/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London.

  7. The FCA and PRA propose measures to boost diversity and inclusion in financial services  

    Press Releases Published: 25/09/2023 Last modified: 07/11/2023
    In consultation papers published today, the financial regulators have set out proposals to boost diversity and inclusion to support healthy work cultures, reduce groupthink, and unlock talent.

  8. FCA reminds asset managers of importance of meeting investors’ expectations

    Press Releases Published: 07/04/2016 Last modified: 07/04/2016
    The FCA was concerned that this was not happening properly with the funds in its sample that were no longer marketed to consumers. ... Fund management firms that did not effectively manage risks that could lead to poor customer outcomes will be required

  9. Understanding approaches to D&I in financial services

    Multi-firm reviews Published: 12/12/2022 Last modified: 13/12/2022
    The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their

  10. Financial watchdog consults about protections for insurance customers in financial difficulty

    Press Releases Published: 11/01/2023 Last modified: 11/01/2023
    The FCA is proposing to update guidance, introduced during the Covid-19 pandemic, to support insurance customers in financial difficulty.