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Showing 781 to 790 of 836 search results for FCA's Consumer Duty will lead.

  1. Financial Conduct Authority‘s Project Innovate celebrates first anniversary with plans for ‘regulatory sandbox’

    Press Releases Published: 10/11/2015 Last modified: 10/11/2015
    To guard against the risk of consumer detriment and risks to market integrity, the FCA will agree on the appropriate safeguards with firms on a case-by-case basis. ... The FCA will now start engaging with stakeholders to explore these options further.

  2. FCA and TPR outline a framework for value for money in defined contribution pension schemes

    Press Releases Published: 16/09/2021 Last modified: 16/09/2021
    The FCA and The Pensions Regulator have published a joint discussion paper on developing a common framework for measuring value for money in defined contribution pension schemes.

  3. The art of thinking independently together – why the regulator cares about diversity

    Speeches Published: 30/10/2017 Last modified: 30/10/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the LGBT in the Financial Services Industry Summit.

  4. Occasional Paper No. 20: Can we predict which consumer credit users will suffer financial distress?

    Occasional papers Published: 03/08/2016 Last modified: 19/01/2021
    This paper analyses the prevalence of financial distress, how this distress is related to consumer credit use, and whether financial distress can be predicted.

  5. FCA and ASA team up with Sharon Gaffka to warn fin-fluencers of risks of promoting illegal ‘get rich quick’ schemes

    Press Releases Published: 06/04/2023 Last modified: 06/04/2023
    We and the ASA will be engaging with influencers, providing them with clear information about what could be an illegal financial promotion.

  6. The FCA’s approach to supervising wealth management and private banking firms

    Speeches Published: 02/07/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. TR16/2: Fair treatment of long-standing customers in the life insurance sector

    Thematic reviews Published: 03/03/2016 Last modified: 04/03/2016
    Our findings will primarily be of interest to life insurers who have closed-books. ... Consumer groups and trade bodies will also be interested in the themes explored in this report.

  8. Position limits for commodity derivative contracts

    Firms Markets Markets policy Published: 17/10/2017 Last modified: 11/01/2023
    We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits.

  9. FCA review finds evidence of life insurance and advisory firms ‘undermining the objectives of the RDR’ and consults on new guidance

    Press Releases Published: 17/09/2013 Last modified: 07/02/2022
    The Financial Conduct Authority (FCA) has published a review to find out whether firms continue to be influenced by inducements from product providers, despite the Retail Distribution Review (RDR) coming into effect in January 2013

  10. Firms’ preparations to comply with the cryptoasset financial promotions regime – feedback on good and poor practice

    Good and poor practice Published: 07/09/2023 Last modified: 15/11/2023
    The FCA met with various regulated cryptoasset firms to understand how prepared they were. See findings and examples of good and poor practice.