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Showing 6262 to 6271 of 20091 search results for FCA's Financial Lives.

  1. FSA - CP11/24 [pdf]

    Consultation papers Published: 10/11/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/24 - The FSA's Consultation Paper CP11/24 is entitled 'RDR - Accredited Bodies'. It was published in November 2011. The Financial Services Authority invites comments on this Consultation Paper. Comments should reach us by 9
  2. FSA - CP10/19 [pdf]

    Consultation papers Published: 29/07/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/19 - The FSA's Consultation paper CP10/19 is entitled 'Revising the Remuneration Code'. It was published in July 2010 and the period for consultation responses closes on 8 October 2010.
  3. FSA - CP10/11 [pdf]

    Consultation papers Published: 26/04/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/11 - The FSA's Consultation paper CP10/11 is entitled ' Implementing aspects of the Financial Services Act 2010'. It was published in April 2010. Comments on all proposed amendments should reach us by 25 June 2010.
  4. FSA - DP10/3 [pdf]

    Discussion papers Published: 29/06/2010 Last modified: 30/05/2013
    Discussion FSA - DP10/3 - The FSA's Discussion paper DP10/3 is entitled 'Enhancing the auditor's contribution to prudential regulation'. It was published in June 2010 and the period for responses closes on 29 September 2010.
  5. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]

    Policy statements Published: 03/07/2017
    This is our final policy statement setting out final rules for our implementation of MiFID II.
  6. Occasional Paper 26: From advert to action - behavioural insights into the advertising of financial products [pdf]

    Occasional papers Published: 12/04/2017
    How are we affected by financial advertising? What do we pay attention to and when might we be misled? We explore the science of advertising to answer these questions.
  7. GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers [pdf]

    Guidance consultations Published: 15/05/2017
    We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.
  8. GC17/2: Treatment of politically exposed persons (PEPs) under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [pdf]

    Guidance consultations Published: 16/03/2017
    We are consulting on new guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.
  9. HEX-CAPITALS LTD

    Warnings Published: 25/01/2023 Last modified: 25/01/2023
    HEX-CAPITALS LTD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. GROSS FX MINER

    Warnings Published: 22/01/2024 Last modified: 22/01/2024
    GROSS FX MINER is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.