Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 6312 to 6321 of 20091 search results for FCA's Financial Lives.

  1. Financial Lives survey

    Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

  2. FSA - GC11/3 [pdf]

    Guidance consultations Published: 10/02/2011 Last modified: 11/07/2016
    The guidance contains information on what we expect for such promotions to be fair, clear and not misleading.

  3. FSA - FS11/3 [pdf]

    Feedback statements Published: 14/06/2011 Last modified: 30/05/2013
    Feedback FSA - FS11/3 - This Feedback Statement reports on the main issues arising from Discussion Paper 11/1 (Product intervention).

  4. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

    Policy statements Published: 31/03/2017
    This is our first policy statement setting out our near final rules for our implementation of MiFID II.

  5. Final Notice 2023: Mr Paul Steel [pdf]

    Final notices Published: 04/07/2023
    This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition.

  6. APEX FX FINANCE

    Warnings Published: 25/10/2023 Last modified: 25/10/2023
    APEX FX FINANCE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. SAGE GLOBAL CRYPTO

    Warnings Published: 18/07/2024 Last modified: 18/07/2024
    SAGE GLOBAL CRYPTO is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. 5 Conduct Questions Programme

    Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
    The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement

  9. FX INVESTMENT Ltd

    Warnings Published: 12/01/2022 Last modified: 13/01/2022
    FX INVESTMENT Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. Coinex Trade Hub

    Warnings Published: 13/01/2022 Last modified: 13/01/2022
    Coinex Trade Hub is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  11. Miller and Cohen

    Warnings Published: 26/01/2018 Last modified: 26/01/2018
    We have published this statement to warn consumers against dealing with unauthorised firms.
Related topics