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Showing 6612 to 6621 of 20097 search results for FCA's Financial Lives.

  1. MoU between the FCA and Solicitors Regulation Authority [pdf]

    Memorandums of understanding Published: 01/04/2013 Last modified: 30/05/2013
    The purpose of this memorandum of understanding is to provide a framework for the ongoing working relationship between the Financial Conduct Authority and the Solicitors Regulation Authority to enable both parties to discharge their respective
  2. MoU between the FCA and the Council for Licensed Conveyancers [pdf]

    Memorandums of understanding Published: 23/04/2013 Last modified: 30/05/2013
    The purpose of this memorandum of understanding is to provide a framework for the ongoing working relationship between the Financial Conduct Authority and the Council for Licensed Conveyancers to enable both parties to discharge their respective
  3. FSA - CP12/7 [pdf]

    Consultation papers Published: 27/03/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/7 - The FSA's Consultation Paper CP12/7 is entitled 'Financial Services Compensation Scheme: changes to the Compensation sourcebook'. It was published in March 2012. Comments should reach us by 26 June 2012 and by 26 April
  4. FSA - CP12/40 [pdf]

    Consultation papers Published: 21/12/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/40 - This is a joint consultation with HM Treasury setting out how the UK intends to transpose amendments made to the Financial Conglomerates Directive following a European Commission led technical review of the directive.
  5. FSA - CP12/30 [pdf]

    Consultation papers Published: 06/11/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/30 - This Consultation Paper sets out the proposed scheme that the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England (the Bank) will follow when investigating complaints made
  6. TR13/9 - Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms [pdf]

    Thematic reviews Published: 31/10/2013 Last modified: 16/01/2014
    Preventing financial crime is a vital element to achieving our objective of protecting and enhancing the integrity of the UK financial system. Two areas where firms may be used to facilitate financial crime are money laundering and bribery and
  7. UNT Forex Trade

    Warnings Published: 19/01/2024 Last modified: 19/01/2024
    UNT Forex Trade is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. The future of financial conduct regulation

    Speeches Published: 23/04/2019 Last modified: 22/01/2021
    Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London
  9. Platinum Financial trust Limited

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    Platinum Financial trust Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. REMY & ASSOCIATES LLP

    Warnings Published: 19/07/2024 Last modified: 19/07/2024
    REMY & ASSOCIATES LLP is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.