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Showing 6642 to 6651 of 20097 search results for FCA's Financial Lives.

  1. FSA - CP12/24 [pdf]

    Consultation papers Published: 12/09/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/24 - This paper consults on certain proposed changes to existing regulatory rules and guidance following the introduction of the Financial Services Bill in January 2012, which will create a new framework for financial
  2. FSA - CP12/26 [pdf]

    Consultation papers Published: 03/10/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/26 - This paper consults on certain proposed changes to existing regulatory rules and guidance relating to approved persons. This follows the introduction of the Financial Services Bill (the Bill) in January 2012, which will
  3. CP13/1 - FCA Regulated fees and levies: Rates proposals 2013/14 [pdf]

    Consultation papers Published: 09/04/2013 Last modified: 30/05/2013
    Consultation CP13/1 - FCA Regulated fees and levies: Rates proposals 2013/14 - This CP covers the proposed 2013/14 regulatory fees and levies for the Financial Conduct Authority (FCA), the Financial Ombudsman Service (FOS) and the Money Advice
  4. FSA - PS12/13 [pdf]

    Policy statements Published: 27/07/2012 Last modified: 30/05/2013
    Policy FSA - PS12/13 - We are publishing this Policy Statement to summarise the responses received and policy conclusions reached in relation to Consultation Paper CP11/19 (Financial resources requirements for recognised bodies). We also present our
  5. CP14/5 - Changes to regulatory reporting: Adviser and consultancy charging, Authorised Professional Firms (APFs) and Product Sales Data (PSD) [pdf]

    Consultation papers Published: 07/03/2014 Last modified: 05/06/2014
    This Consultation Paper forms part of our ongoing commitment to ensure the data we require firms to provide is collected appropriately.
  6. FX Morgan Capital

    Warnings Published: 20/12/2022 Last modified: 20/12/2022
    FX Morgan Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. TRADEX / TRADE X

    Warnings Published: 23/08/2023 Last modified: 23/08/2023
    TRADEX / TRADE X is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. SUREFXT / surefxt.com

    Warnings Published: 08/10/2023 Last modified: 08/10/2023
    SUREFXT / surefxt.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Financial promotions quarterly data 2022 Q1

    Data Published: 27/04/2022 Last modified: 22/07/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.
  10. CRYPTO BIT HOMES

    Warnings Published: 06/12/2023 Last modified: 06/12/2023
    CRYPTO BIT HOMES is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.