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Showing 6682 to 6691 of 20097 search results for FCA's Financial Lives.

  1. FSA - PS12/10 [pdf]

    Policy statements Published: 28/05/2012 Last modified: 30/05/2013
    Policy FSA - PS12/10 - This Policy Statement reports on the main issues arising from our Consultation Paper 11/29 – ‘Deposit protection: raising consumer awareness’ – and publishes final rules.
  2. GC13/3 Examples of good and poor practice in “Banks’ control of financial crime risks in trade finance” [pdf]

    Guidance consultations Published: 02/07/2013 Last modified: 02/07/2013
    The proposed guidance sets out examples of good and poor practice to help banks strengthen their financial crime systems and controls in trade finance.
  3. PS13/4 - Financial Conglomerates Directive – Technical Review Amendments [pdf]

    Policy statements Published: 04/06/2013 Last modified: 04/06/2013
    In this Policy Statement we report on the main issues arising from FSA Consultation Paper 12/40 (Financial Conglomerates Directive – Technical review amendments) and publish the final rules.
  4. FSA - CP12/39 [pdf]

    Consultation papers Published: 20/12/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/39 - In this paper from the Bank of England and the Financial Services Authority, we are consulting on the Prudential Regulation Authority’s (PRA’s) approach to enforcement.
  5. CP13/11 - Financial Services Compensation Scheme – unincorporated associations and partnerships [pdf]

    Consultation papers Published: 03/10/2013 Last modified: 03/10/2013
    In this Consultation Paper (CP) we propose that all unincorporated associations and certain large partnerships will become eligible to claim on the Financial Services Compensation Scheme (FSCS) if an investment firm fails.
  6. CP14/6 - FCA Regulated fees and levies: Rates proposals 2014/15 [pdf]

    Consultation papers Published: 31/03/2014 Last modified: 05/06/2014
    We are consulting on our proposed 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service.
  7. MID WIDE PROFIT

    Warnings Published: 01/03/2024 Last modified: 01/03/2024
    MID WIDE PROFIT is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Financial Services Register Extract Service Subscribers' Handbook [pdf]

    Documents Published: 13/07/2016 Last modified: 23/01/2020
    This overview of the extract service includes: what
  9. SRO / TMPR fees and levies

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We explain the fees that firms in the TPR and TMPR will need to pay.
  10. Personal data and supervision

    Last modified: 13/12/2023
    How and why the FCA uses personal data to carry out its supervision functions.