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Showing 752 to 761 of 19982 search results for FCA's Financial Lives.

  1. Taiyo Financial

    Warnings Published: 22/08/2008 Last modified: 07/12/2016
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  2. Norsk Financial

    Warnings Published: 20/02/2008 Last modified: 11/09/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  3. Trail commission

    Consumers Published: 18/04/2016 Last modified: 13/06/2022
    If you received financial advice or used an intermediary to buy an investment product before 31 December 2012, you may be paying trail commission. Find out how you can stop paying.
  4. Temporary prohibition of short selling

    News stories Published: 13/03/2020 Last modified: 13/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.
  5. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

    Speeches Published: 06/03/2020 Last modified: 06/03/2020
    Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.
  6. Financial Trading

    Warnings Published: 28/11/2005 Last modified: 05/06/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  7. Nikkei Financial

    Warnings Published: 10/08/2010 Last modified: 03/12/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  8. Financial Resident

    Warnings Published: 10/02/2021 Last modified: 10/02/2021
    Financial Resident is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Regulating Financial Promotions and Adverts

    Tasks for firms Published: 04/05/2015 Last modified: 28/05/2024
    Promoting services for deposits, investments, mortgages, insurance or consumer credit must comply with financial promotion rules. Learn how to keep your firm's advertising fair and clear.
  10. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.