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Showing 962 to 971 of 19991 search results for FCA's Financial Lives.

  1. PARAMOUNT FINANCIAL SERVICES

    Warnings Published: 25/11/2021 Last modified: 08/12/2021
    PARAMOUNT FINANCIAL SERVICES is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. Consumer credit firms

    Consumer credit firms Last modified: 22/03/2023
    Information for consumer credit firms new to regulation wanting to apply for authorisation, their business and tasks for regulated firms
  3. Short selling

    Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
    We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.
  4. Financial Assets Corporation

    Warnings Published: 15/06/2021 Last modified: 15/06/2021
    Financial Assets Corporation is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. Financial Indemnity Committe

    Warnings Published: 01/04/2022 Last modified: 01/04/2022
    Financial Indemnity Committe is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. MF Financial Ltd / MFFX

    Warnings Published: 13/01/2012 Last modified: 03/12/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  7. First Monument Financial Bank

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    First Monument Financial Bank is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Bluerock Financial Services

    Warnings Published: 21/12/2020 Last modified: 21/12/2020
    Bluerock Financial Services is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Assessing suitability

    Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
    FCA outlines the process you should follow to assess suitability of for a client
  10. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.