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Showing 472 to 481 of 885 search results for FCA's Financial Lives Survey.

  1. New technologies and anti-money laundering compliance final report [pdf]

    External research Published: 02/08/2017
    There are many emerging technologies with potential for enhancing financial firms’ work to detect and prevent money laundering, and for helping make the UK a hostile environment for criminals’ money. We commissioned PA Consulting Group to
  2. MS18/1.2: Annex 5: Consumer survey technical report [pdf]

    Market studies Published: 04/10/2019
    This study for the Financial Conduct Authority (FCA), conducted by London Economics in association with YouGov and Kudos Research, forms part of the evidence base for the FCA’s General Insurance Pricing Practices Market Study. The study focuses on
  3. Regulation in a changing world

    Speeches Published: 21/10/2019 Last modified: 21/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.
  4. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  5. UK SFTR reporting obligation

    Markets Published: 11/03/2020 Last modified: 23/10/2023
    We explain the UK Securities Financing Transactions Regulation (SFTR) reporting requirements and what they mean for your firm.
  6. Financial promotions data 2023

    Data Published: 14/02/2024 Last modified: 13/03/2024
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.
  7. Prescribed Persons Annual Report 2022/23

    Data Published: 20/07/2023 Last modified: 20/07/2023
    The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023.
  8. Changes in mortgage regulation

    Speeches Published: 11/11/2015 Last modified: 11/11/2015
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. RDR adviser population & Professionalism research - 2012 Survey - Technical report [pdf]

    External research Published: 15/08/2013 Last modified: 15/08/2013
    This report describes the methodology employed for the Financial Services Authority’s (FSA’s) survey research, Progress towards the Professionalism requirements of the Retail Distribution Review: 2012 Survey. The research was conducted jointly
  10. Ethics and Economics

    Speeches Published: 04/03/2014 Last modified: 05/03/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, to the Worshipful Company of International Bankers, London 4 March 2014. This is the text of the speech as drafted, which may differ from the delivered version.