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Showing 702 to 711 of 885 search results for FCA's Financial Lives Survey.

  1. Consumer credit regulation: the journey so far

    Speeches Published: 08/04/2016 Last modified: 08/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.
  2. Liquidity management for investment firms: good practice

    Documents Published: 29/02/2016 Last modified: 29/02/2016
    The FCA has been working with the Bank of England, at the request of the Financial Policy Committee (FPC), to assess risks posed by open-ended investment funds investing in the fixed income sector. As part of this work we have engaged with a number
  3. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.
  4. Andrew Bailey opening speech at the FCA Conference on Intergenerational Differences

    Speeches Published: 02/07/2019 Last modified: 02/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the FCA Conference on Intergenerational Differences, Royal College of Physicians, London.
  5. New technologies and anti-money laundering compliance report

    External research Published: 02/08/2017 Last modified: 02/08/2017
    We commissioned a survey and report on emerging technologies with potential for enhancing financial firms’ work to detect and prevent money laundering, and for helping make the UK a hostile environment for criminals’ money.
  6. Meeting the challenge in our changing global markets

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference.
  7. FCA highlights areas of focus for firms implementing the Consumer Duty

    Press Releases Published: 25/01/2023 Last modified: 25/01/2023
    With 6 months to go before the Consumer Duty comes into force, the Financial Conduct Authority (FCA) has published a review of how firms are planning to implement the Duty.  
  8. Building a digital regulator: how the FCA is riding the innovation wave

    Speeches Published: 04/04/2022 Last modified: 19/08/2022
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovation Finance Global Summit 2022.
  9. An update on our approach to authorisation and our Brexit preparations

    Speeches Published: 30/10/2018 Last modified: 30/10/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.
  10. Leaving SRO or CRO

    Published: 03/03/2021 Last modified: 02/01/2024
    Find out how to cancel a temporary permission if your firm is in the TPR or SRO.