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Showing 221 to 230 of 33305 search results for FCA's ScamSmart.

  1. Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions

    News stories Published: 18/02/2020 Last modified: 21/02/2020
    On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick

  2. PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini-bonds) to retail investors

    Policy statements Published: 17/06/2020 Last modified: 10/12/2020
    The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors

  3. FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits

    Statements Published: 28/09/2017 Last modified: 28/09/2017
    FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits. ... The FCA’s work plan as detailed can also be found on our MiFID II webpage.

  4. INDIGOFXTRADE

    Warnings Published: 20/12/2023 Last modified: 26/07/2024
    INDIGOFXTRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Business interruption insurance

    Firms Focus areas Published: 11/05/2020 Last modified: 26/07/2024
    Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. 

  6. UK EMIR news

    Markets policy Published: 22/05/2016 Last modified: 26/07/2024
    Read our archive of news relating to EMIR dating back to August 2013.

  7. FOXO TRADE / Foxotrades.com

    Warnings Published: 26/07/2024 Last modified: 26/07/2024
    FOXO TRADE / Foxotrades.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 26/07/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.

  9. Short positions disclosed to us [xlsx]

    Data Published: 26/07/2024 Last modified: 26/07/2024
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

  10. DIGITAECOMPRO / digitaecompro.online

    Warnings Published: 26/07/2024 Last modified: 26/07/2024
    DIGITAECOMPRO / digitaecompro.online is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.