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Showing 191 to 200 of 210 search results for FCA Final Notice to Finablr plc.

  1. Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly

    Press Releases Published: 05/06/2015 Last modified: 05/06/2015
    The Financial Conduct Authority (FCA) has issued its largest ever retail fine (£117m) to Lloyds Bank Plc, Bank of Scotland Plc and Black Horse Ltd (together Lloyds) for failing to treat ... Georgina Philippou, acting director of enforcement and market

  2. FCA fines CT Capital Ltd for failures related to PPI complaint handling

    Press Releases Published: 01/06/2016 Last modified: 01/06/2016
    Last year, the FCA fined Clydesdale Bank Plc £20.6 million and the Lloyds Banking Group £117 million for failing to handle PPI complaints fairly. ... The Final Notice for CT Capital Ltd.

  3. FCA takes action against three individuals from SVS Securities for mistreatment of pension funds

    Press Releases Published: 24/06/2024 Last modified: 24/06/2024
    Bonds into which they were invested by SVS have since defaulted, with customers unlikely to receive more than a fraction of their investment back.

  4. FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings

    Press Releases Published: 22/06/2022 Last modified: 22/06/2022
    We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings.

  5. FSA fines Zurich Insurance £2,275,000 following the loss of 46,000 policy holders' personal details

    Press Releases Published: 24/08/2010 Last modified: 29/11/2016
    The Financial Services Authority (FSA) has fined the UK branch of Zurich Insurance Plc (Zurich UK) £2,275,000 for failing to have adequate systems and controls in place to prevent the loss of customers’ confidential information. The fine is the

  6. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

    Press Releases Published: 25/09/2013 Last modified: 04/11/2014
    The Final Notice for IEL. ... On 27 June 2012, the FSA (the FCA's predecessor) fined Barclays Bank plc £59.5 million for misconduct relating to LIBOR and EURIBOR.

  7. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

    Press Releases Published: 15/05/2014 Last modified: 22/03/2016
    The Final Notice for Martins. ... On 27 June 2012, the FCA fined Barclays Bank plc £59.5 million for misconduct relating to LIBOR and EURIBOR.

  8. UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR

    Press Releases Published: 19/12/2012 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA.

  9. FCA bans former Co-operative Bank Chair, Paul Flowers, from the financial services industry

    Press Releases Published: 06/03/2018 Last modified: 06/03/2018
    The Financial Conduct Authority (FCA) has banned the former Chair of Co-operative Bank PLC (Co-op Bank), Paul Flowers, from the financial services industry.

  10. Financial adviser banned and fined £300,000 after clients lost out investing in companies he controlled

    Press Releases Published: 16/09/2014 Last modified: 16/09/2014
    Final notice for Peter Thomas Carron. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.