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Showing 462 to 471 of 885 search results for FCA Financial Lives survey.

  1. Live Secure Trade / LST-IC / LST-INC

    Warnings Published: 27/02/2023 Last modified: 11/07/2023
    Live Secure Trade / LST-IC / LST-INC is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. EXPERT FX PLATFORM SERVICE

    Warnings Published: 13/12/2023 Last modified: 13/12/2023
    EXPERT FX PLATFORM SERVICE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. Live Finance (Clone of FCA authorised firm)

    Warnings Published: 23/03/2020 Last modified: 10/05/2021
    Live Finance (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  4. Recruit Plus (clone of FCA authorised firm)

    Warnings Published: 06/07/2015 Last modified: 06/07/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  5. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.
  6. The Evolution of the Mortgage Market

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    And, third, does FCA regulation more broadly serve the needs of innovative businesses? ... To help this happen, the FCA has opened its doors to financial service firms (large and small) looking to develop innovative approaches that aren’t explicitly
  7. 5 Conduct Questions Programme

    Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
    The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement
  8. Consumer Duty – information for firms

    Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.
  9. Live Panel Discussion: The role of leaders in transforming culture

    Events Last modified: 02/05/2019
    This live webinar will explore the role of leaders in transforming culture and discuss what kind of leadership drives healthy cultures in financial services.
  10. MS18/1.2: Annex 4: Consumer survey report [pdf]

    Market studies Published: 04/10/2019
    The Financial Conduct Authority (FCA) commissioned London Economics (in association with YouGov and Kudos Research) to conduct a study of consumer behaviour, understanding and attitudes in the home and motor insurance markets. The study is part of