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Showing 652 to 661 of 885 search results for FCA Financial Lives survey.

  1. Personal data and handling complaints about us

    Last modified: 22/02/2023
    How and why the FCA uses personal data when investigating a complaint someone has made about the organisation.
  2. Report: Using Synthetic Data in Financial Services

    Corporate documents Published: 08/03/2024 Last modified: 11/03/2024
    The report provides an overview of the opportunities and risks with synthetic data, to contribute to beneficial and responsible innovation in financial services.
  3. Realising the benefits of purposeful leadership

    Speeches Published: 01/11/2018 Last modified: 01/11/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham.
  4. Pensions and long-term retirement saving: a macroeconomic perspective

    Speeches Published: 16/09/2016 Last modified: 16/09/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the 24th Pensions and Savings Symposium.
  5. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.
  6. Apply to become a sponsor

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.
  7. Information on crypto investment scams - February 2022

    FOI Release Date of Release: 28/02/2022
    The FCA answers multiple questions on crypto investment scams.
  8. So long LIBOR – 3 weeks to go

    Speeches Published: 10/12/2021 Last modified: 10/12/2021
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at delivered at Risk.net’s LIBOR telethon.
  9. The regulation of advice – recommendations post FAMR

    Speeches Published: 20/04/2016 Last modified: 20/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Phillip Boakes sentenced following FCA prosecution

    Press Releases Published: 06/03/2015 Last modified: 06/03/2015
    industry.”. Boakes had previously been an FCA approved Independent Financial Adviser (IFA) and he to misled some of his investors into thinking that he was still an IFA. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible