Search results
Showing 221 to 230 of 33305 search results for FCA ScamSmart.
-
Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions
On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick -
PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini-bonds) to retail investors
The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors -
FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits
FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits. ... The FCA’s work plan as detailed can also be found on our MiFID II webpage. -
INDIGOFXTRADE
INDIGOFXTRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Business interruption insurance
Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. -
UK EMIR news
Read our archive of news relating to EMIR dating back to August 2013. -
FOXO TRADE / Foxotrades.com
FOXO TRADE / Foxotrades.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Reporting obligation
Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
DIGITAECOMPRO / digitaecompro.online
DIGITAECOMPRO / digitaecompro.online is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.