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Showing 351 to 360 of 18549 search results for FCA complaints data.

  1. Close links

    Tasks for regulated firms Published: 31/07/2015 Last modified: 09/02/2023
    Close links requirements are part of our work to ensure firms are not used for financial crime and preserve the stability of the financial system. Find out how to report close links.

  2. FCA Data Bulletin issue 5 - underlying data [xlsx]

    Data Published: 03/02/2016 Last modified: 03/02/2016
    Underlying data for retirement income market data, consumer credit authorisation data, complaints against the FCA, financial promotions, how we use attestations, and skilled person reports.

  3. Good conduct and market integrity

    Speeches Published: 02/06/2014 Last modified: 11/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Annual accounts and reports

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about sending annual accounts and reports, including where to find and submit your form online.

  5. Financial promotions quarterly data 2021 Q1

    Data Published: 05/04/2021 Last modified: 03/02/2022
    The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1.

  6. Product sales data reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about how to submit product sales data or report a 'nil' return.

  7. FCA statement regarding NatWest Group

    Statements Published: 27/10/2023 Last modified: 27/10/2023
    As previously set out, we have been intensifying supervisory work in relation to NatWest Group and Coutts since the widely reported events earlier this year.

  8. FCA Data Bulletin - May 2015 - underlying data [xlsx]

    Data Published: 19/05/2015 Last modified: 19/05/2015
    Underlying data for the FCA Contact Centre, complaints about firms, approved persons, attestations, skilled persons reports, and financial promotions.

  9. SRO / TMPR fees and levies

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We explain the fees that firms in the TPR and TMPR will need to pay.

  10. We request data from banks on account closures

    News stories Published: 09/08/2023 Last modified: 09/08/2023
    FCA sends information request to the largest banks and building societies.
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