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Showing 3711 to 3720 of 18632 search results for FCA complaints data.

  1. Quick Finance

    Warnings Published: 05/09/2014 Last modified: 10/11/2023
    This firm may be providing or promoting financial services or products without our permission. You should avoid dealing with this firm and beware of scams.

  2. UK SFTR library

    Markets Published: 11/03/2020 Last modified: 26/05/2022
    To help firms understand their requirements, browse links to useful information on the UK Securities Financing Transactions Regulation (UK SFTR)

  3. PS14/1 - Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting [pdf]

    Policy statements Published: 31/01/2014 Last modified: 31/01/2014

  4. Digital regulatory reporting

    Tasks for regulated firms Focus areas Published: 01/11/2017 Last modified: 10/02/2023
    Digital Regulatory Reporting (DRR) is a joint initiative to make regulatory reporting more efficient and effective.

  5. BITAXIS CAPITAL

    Warnings Published: 28/06/2023 Last modified: 28/06/2023
    BITAXIS CAPITAL is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  6. Financial promotions data 2023

    Data Published: 14/02/2024 Last modified: 13/03/2024
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.

  7. Prime FX Ltd

    Warnings Published: 28/03/2017 Last modified: 28/03/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.

  8. FXCT Investments

    Warnings Published: 11/01/2022 Last modified: 11/01/2022
    FXCT Investments is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. Spot2Trade Ltd

    Warnings Published: 11/07/2018 Last modified: 11/07/2018
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  10. Lindmand Group

    Warnings Published: 27/07/2018 Last modified: 27/07/2018
    Lindmand Group is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
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