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Showing 551 to 560 of 18567 search results for FCA complaints data.

551. Connaught Fund Independent Reviewer announces update on delivery of his report

     News stories Published: 20/03/2020 Last modified: 18/09/2020
     Raj Parker, the Independent Reviewer into the FSA/FCA approach to the Connaught Income Fund Series 1 (the Fund), has announced that he expects that his draft report will be delivered in early May 2020.

552. Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling

     Press Releases Published: 14/04/2015 Last modified: 30/09/2016
     The Financial Conduct Authority (FCA) has today fined Clydesdale Bank Plc (Clydesdale) £20,678,300 for serious failings in its Payment Protection Insurance (PPI) complaint handling processes between May 2011 and ... In mid-2011 Clydesdale implemented

553. Reporting requirements: sale and rent back firms

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     Sale and rent back firms have had a full reporting regime since 2011. Find out what your firm needs to do.

554. FG17/8: Streamlined advice and consolidated guidance

     Finalised guidance Published: 28/09/2017 Last modified: 11/05/2018
     This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from

555. Uncle Buck LLP enters administration following FCA action

     News stories Published: 27/03/2020 Last modified: 27/03/2020
     The FCA had concerns that Uncle Buck Finance LLP (Uncle Buck) was failing to meet the adequate resources Threshold Condition. Given the severity of these concerns, the FCA has required Uncle Buck to stop lending to customers.

556. Information for SIPP operators in light of Berkeley Burke administration

     Statements Published: 04/10/2019 Last modified: 11/10/2019
     On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators

557. FCA confirms greater access for SMEs to the Financial Ombudsman Service

     Press Releases Published: 16/10/2018 Last modified: 16/10/2018
     The Financial Conduct Authority (FCA) has today confirmed plans to extend access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs).

558. FCA warns consumers about unauthorised forex investment xchloesworld

     News stories Published: 13/01/2021 Last modified: 13/01/2021
     The FCA has updated its consumer warning against an unauthorised online trader using Instagram, known as chloefxtrades / chloehenx, to include a further account xchloesworld.

559. East West Insurance Company Limited enters administration

     General insurers and insurance intermediaries News stories Published: 12/10/2020 Last modified: 12/10/2020
     Insurance firm East West was placed into administration on 12 October 2020. Richard Barker and Simon Edel, both of Ernst & Young LLP, were appointed as Joint Administrators.

560. Ex-gratia payments for complaint handling delays

     About us Published: 29/04/2022 Last modified: 29/04/2022
     We explain our approach when we consider making an ex-gratia (goodwill) payment because of the distress or inconvenience caused by avoidable delays in our complaint handling.