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Showing 1 to 10 of 10 search results for FCA fines insurance broker JLT Specialty Limited.

1. Fines

   Table of fines with links to further information.

2. 2021 fines

   News stories Published: 04/03/2021 Last modified: 17/12/2021
   This page contains information about enforcement fines published during the calendar year ending 2021.

3. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

4. 2019 fines

   News stories Published: 16/01/2019 Last modified: 20/01/2020
   This page contains information about enforcement fines published during the calendar year ending 2019.

5. 2018 fines

   News stories Published: 08/01/2018 Last modified: 15/01/2019
   This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

6. FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings

   Press Releases Published: 22/06/2022 Last modified: 22/06/2022
   We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings.

7. Financial crime resources

   Published: 08/02/2024 Last modified: 03/07/2024
   Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.

8. FCA Final Notice 2013: JLT Specialty Limited [pdf]

   Final notices Published: 19/12/2013 Last modified: 07/04/2015
   This final notice refers to breaches of PRIN 3 related to financial crime in the general insurance and protection sector. We imposed a fine.

9. 2013 fines

   News stories Published: 02/01/2013 Last modified: 26/03/2024
   Fines published during the calendar year ending December 2013.

10. Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments

    Press Releases Published: 19/12/2013 Last modified: 30/08/2015
    The Financial Conduct Authority (FCA) has fined JLT Specialty Limited (JLTSL) over £1.8million for failing to have in place appropriate checks and controls to guard against the risk of bribery ... The Final Notices for JLT Specialty Limited (JLTSL).