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Showing 1 to 10 of 13446 search results for FCA regulated entity.

1. External audit requirements for insurance intermediaries

   Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
   Insurance intermediary audit requirements for firms. Read more about what you need to do.

2. External audit requirements for authorised professional firms

   Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
   External audit requirements for authorised professional firms (other than MiFID investment firms). Read more about what you need to do.

3. Information on regulated entities (2012 to 2021) - August 2022

   FOI Release Date of Release: 31/08/2022
   The FCA provides information on number of regulated entities each year from 2012 to 2021.

4. External audit requirements for investment management firms, securities and futures firms and personal investment firms (not small)

   Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
   Read more about the external audit requirements for investment management firms, securities and futures firms, or personal investment firms (not small).

5. UK EMIR news

   Markets policy Published: 22/05/2016 Last modified: 19/06/2024
   Read our archive of news relating to EMIR dating back to August 2013.

6. External audit requirements for mortgage intermediaries, lenders or administrators

   Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
   Learn more about the external audit requirements for mortgage intermediaries, lenders or administrators and what you need to do.

7. External audit requirements for small personal investment firms or service companies

   Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
   Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do.

8. Our approach to international firms

   Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
   Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

9. Reporting requirements: payment service providers and e-money issuers

   Tasks for firms Published: 12/05/2015 Last modified: 30/05/2024
   The FCA provides the information and data we need from you to meet your regular reporting requirements, including details on how to submit your report.

10. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.