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Showing 121 to 130 of 13446 search results for FCA regulated entity.

  1. Compliance reporting: banks

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about reporting for banks, building societies and designated investment firms.

  2. Imperial Equity Group Ltd

    Warnings Published: 09/06/2017 Last modified: 09/06/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.

  3. Goldmore Asset Management

    Warnings Published: 17/10/2023 Last modified: 17/10/2023
    Goldmore Asset Management is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. Fixed Rate Bonds & Savings

    Warnings Published: 04/08/2021 Last modified: 04/08/2021
    Fixed Rate Bonds & Savings is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 17/04/2024
    Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.

  6. Consumer notice: WeRe Bank

    News stories Published: 17/09/2015 Last modified: 21/09/2015
    The FCA has received many reports from consumers, public bodies and commercial organisations about an entity styling itself as WeRe Bank. ... Regulated activities carried out by authorised firms include accepting deposits or providing advice on regulated

  7. FCA response to Chancellor’s call to stop investing in Russia

    Statements Published: 13/03/2022 Last modified: 13/03/2022
    Regulated firms have already taken steps to avoid new investment in the Russian economy.

  8. Facing the future – challenges and priorities for the FCA

    Speeches Published: 12/11/2020 Last modified: 12/11/2020
    Speech by our CEO, Nikhil Rathi, given at the Address to the City Regulators, Mansion House.

  9. Exemption from the Payment Services Regulations 2017 (PSRs) contingency mechanism

    Tasks for regulated firms Published: 19/12/2018 Last modified: 10/02/2023
    Providers of online payment accounts must have a compliant way for third party providers (TPPs) to access account data and payment functionality

  10. Horizon Capital Management

    Warnings Published: 13/02/2024 Last modified: 13/02/2024
    Horizon Capital Management is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.