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Showing 131 to 140 of 13446 search results for FCA regulated entity.

  1. DWK Financial Home

    Warnings Published: 21/12/2018 Last modified: 21/12/2018
    DWK Financial Home is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from scammers
  2. Ethical Fixed Rate Returns

    Warnings Published: 22/06/2021 Last modified: 16/07/2021
    Ethical Fixed Rate Returns is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. PS23/10: FCA regulated fees and levies 2023/24

    Policy and guidance Policy statements Published: 04/04/2023 Last modified: 04/07/2023
    We publish our final 2023/24 regulated fees and levies including feedback on CP22/7.
  4. A to Z of financial terms - FCA regulated entity

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.
  5. Primary Market Bulletin 32

    Newsletters Published: 03/12/2020 Last modified: 03/12/2020
    Welcome to the 32nd edition of the Primary Market Bulletin (PMB)
  6. WindRiver Capital (clone of FCA authorised firm)

    Warnings Published: 12/09/2008 Last modified: 07/10/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  7. Data Financial Services Group

    Warnings Published: 14/02/2020 Last modified: 14/02/2020
    Data Financial Services Group is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Marc Finance (clone of firm)

    Warnings Published: 24/07/2019 Last modified: 24/07/2019
    Marc Finance (clone of firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself
  9. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.
  10. GCG International/Sage Global

    Warnings Published: 10/09/2020 Last modified: 10/09/2020
    GCG International/Sage Global is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.