Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 161 to 170 of 13446 search results for FCA regulated entity.

  1. Financial promotions data 2022

    Data Published: 03/02/2023 Last modified: 03/02/2023
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

  2. Brexit: information for participants in the wholesale markets operating in the UK (including wholesale banks, wholesale markets and asset managers)

    Firms Published: 26/02/2019 Last modified: 13/03/2024
    Passporting between the UK and EEA states has now ended. Find out more about the other ways in which firms can access the EEA.

  3. FCA performance scorecard - comparison metrics for personal current accounts 2020

    Data Published: 09/01/2020 Last modified: 15/01/2021
    This performance scorecard for 2020 highlights some of the information available on personal current accounts, and can help customers choose their provider.

  4. How to organise a COO

    Speeches Published: 08/02/2023 Last modified: 08/02/2023
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

  5. MiFID II: retail investment advice firms

    Tasks for regulated firms Published: 09/01/2018 Last modified: 21/12/2022
    A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.

  6. PS24/4: Rules relating to Securitisation

    Consultations Policy statements Published: 07/08/2023 Last modified: 30/04/2024
    The FCA sets out our final rules for the UK securitisation markets.

  7. FSA data items FAQs

    Published: 09/05/2016 Last modified: 19/05/2023
    On this page we provide guidance and information for firms on how to complete FSA reports.

  8. Austin Finance (Clone) (clone of FCA authorised firm)

    Warnings Published: 11/07/2019 Last modified: 11/07/2019
    Austin Finance (Clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  9. Reportable instruments

    Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
    Find out from the FCA when a transaction is reportable, and about over-reporting.

  10. Marlpark Limited Company / marlparkltd.com

    Warnings Published: 27/07/2022 Last modified: 27/07/2022
    Marlpark Limited Company / marlparkltd.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.