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Showing 171 to 180 of 13446 search results for FCA regulated entity.

  1. Ardent Asset Advisors LP (clone) (clone of FCA authorised firm)

    Warnings Published: 13/08/2018 Last modified: 13/08/2018
    Ardent Asset Advisors LP (clone) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  2. CP24/6: FCA regulated fees and levies: rates proposals for 2024/25 [pdf]

    Consultation papers Published: 09/04/2024
    The FCA consults on rules that enable us to raise regulatory fees and levies in 2024/25 to fund the Financial Ombudsman Service and our own work.

  3. Whitestone Finance Ltd (clone)

    Warnings Published: 26/04/2018 Last modified: 26/04/2018
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  4. Primary Market Bulletin 36

    Newsletters Published: 15/11/2021 Last modified: 23/11/2021
    In this special edition we introduce specific Task Force on Climate-related Financial Disclosures (TCFD) aligned climate-related disclosure requirements for listed companies.

  5. Information on regulated firms dealing with investments - 6 December 2021

    FOI Release Date of Release: 06/12/2021
    The FCA responds to multiple questions on regulated firm permissions for investments and pensions.

  6. RMA-B Profit and loss account: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    RMA-B Profit and loss account: FAQs

  7. FCA outcomes and metrics

    Data Published: 02/04/2022 Last modified: 12/03/2024
    The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.

  8. Welborn Capital LLC (www.welbornllc.com) (clone of FCA authorised firm)

    Warnings Published: 31/08/2012 Last modified: 07/10/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  9. Business Plan 2023/24

    Corporate documents Business plans Published: 05/04/2023 Last modified: 13/11/2023
    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

  10. Regulatory priorities for retail banking

    Speeches Published: 23/11/2017 Last modified: 23/11/2017
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments.