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Showing 181 to 190 of 13446 search results for FCA regulated entity.

  1. PS19/5 and feedback on our Brexit consultations

    Policy statements Published: 28/02/2019 Last modified: 22/12/2020
    We set out our response to the feedback we received from our Brexit consultations.
  2. Primary Market Bulletin Issue No. 30

    Newsletters Published: 19/08/2020 Last modified: 21/08/2020
    In this special edition, we publish general news and information, including changes to our Knowledge Base.
  3. Payments after PSD2: evolution or revolution

    Speeches Published: 10/04/2018 Last modified: 10/04/2018
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Pay360 Conference.
  4. Recovery plans – initial observations

    News stories Published: 19/05/2016 Last modified: 19/05/2016
    Please note that we do not maintain a zero-failure risk appetite for FCA solo-regulated firms. ... By default, we would expect a single group recovery plan to be produced for entities within an FCA solo-regulated group.
  5. Cost of living consumer credit data collection

    Firms Published: 01/11/2022 Last modified: 07/05/2024
    More information on the collection of data from consumer credit firms so we can monitor and assess the impact of the rising cost of living on consumers
  6. Considerations for firms after the transition period

    Firms Published: 11/07/2018 Last modified: 12/03/2024
    Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.
  7. How the UK will regulate for the future

    Speeches Published: 14/07/2022 Last modified: 14/07/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.
  8. Meeting the pace of technological change

    Speeches Published: 06/11/2019 Last modified: 06/11/2019
    Speech by Nick Cook, Director of Innovation at the FCA, delivered at the Chief Data Officer Exchange Financial Services conference in London
  9. GPC SIPP Limited enter administration

    News stories Published: 12/06/2019 Last modified: 15/08/2019
    Following discussions with the Financial Conduct Authority, on 11 June 2019, the sole director of GPC SIPP Limited, a firm authorised and regulated by the FCA, appointed Adam Stephens and Henry Shinners of Smith & Williamson LLP as joint
  10. Credit brokers and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 25/05/2022
    Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts.