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Showing 191 to 200 of 13446 search results for FCA regulated entity.

  1. Liberty SIPP Limited enters administration

    Statements Published: 28/04/2020 Last modified: 28/04/2020
    On 27 April 2020, the directors of Liberty SIPP Limited, a firm authorised and regulated by the Financial Conduct Authority (FCA), appointed Andrew Poxon & Alex Cadwallader of Leonard Curtis as Joint Administrators ('administrators').

  2. Service standards 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.

  3. CP14/15: Recovery and Resolution Directive

    Consultation papers Published: 01/08/2014 Last modified: 15/01/2015
    The proposals in this Consultation Paper apply to investment firms that are solo-regulated by the Financial Conduct Authority (FCA) and that meet the definition in our Handbook of an IFPRU ... This may also include certain types of firms that are

  4. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
    This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

  5. Information on active sanctions Investigations - August 2020

    FOI Release Date of Release: 10/08/2020
    FCA Provides Information on active sanctions investigations in 2019.

  6. Consumer warning on Binance Markets Limited and the Binance Group

    News stories Published: 26/06/2021 Last modified: 07/06/2023
    Binance Markets Limited is not permitted to undertake any regulated activity in the UK. This firm is part of a wider Group (Binance Group).

  7. UK RRD: UK firms

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    Read more about what the UK RRD means for UK firms, including how to submit plans, group recovery plan submissions and IFPRU significance.

  8. Cube Renewables (https://cube-renewables.co.uk/)

    Warnings Published: 25/01/2022 Last modified: 25/01/2022
    Cube Renewables (https://cube-renewables.co.uk/) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. Business Plan 2022/23

    Business plans Published: 07/04/2022 Last modified: 27/04/2022
    The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  10. IFPR implementation observations: quantifying threshold requirements and managing financial resources

    Multi-firm reviews Published: 27/02/2023 Last modified: 09/03/2023
    Firms should consider these and how they can strengthen their processes.