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Showing 211 to 220 of 13446 search results for FCA regulated entity.

  1. Leighton High Income Fund (clone of FCA authorised firm)

    Warnings Published: 18/09/2012 Last modified: 29/09/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  2. UCITS V: requirements for managers and depositaries

    Tasks for regulated firms Published: 05/08/2015 Last modified: 16/02/2023
    Read more on how increased powers for EU regulators ensures protection and confidence for investors in Undertakings for collective investment in transferable securities (UCITS).

  3. FCA decides to impose conditions on takeover of Link Group

    Press Releases Published: 12/09/2022 Last modified: 12/09/2022
    Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link

  4. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

  5. Primary Market Bulletin 34

    Newsletters Published: 24/06/2021 Last modified: 09/07/2021
    This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime.

  6. FCA FIRDS

    Markets Published: 01/02/2019 Last modified: 21/12/2022
    Information on our Financial Instruments Reference Data System (FCA FIRDS). Read more about how FCA FIRDS works.

  7. Speech: Shadow banking - the potential risks and rewards

    Insight Published: 21/02/2017 Last modified: 02/03/2017
    Speaker: Peter Andrews, Chief Economist, FCA. Location: Cornerstone Research dinner, Skinner’s Hall, London, 31 January 2017. ... wide range of entities, for example the off-balance-sheet lending of global banks.

  8. Southampton Trust (clone of authorised firm)

    Warnings Published: 05/07/2018 Last modified: 02/07/2018
    Southampton Trust (clone of authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  9. Regulatory Sandbox accepted firms

    Firms Published: 27/03/2022 Last modified: 24/05/2024
    Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

  10. National Storage Mechanism

    Markets Published: 03/05/2016 Last modified: 30/05/2024
    The National Storage Mechanism (NSM) allows you to access regulated announcements and disclosed documents. Find out what is stored and how to use it.