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Showing 221 to 230 of 13446 search results for FCA regulated entity.
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HD Global (Clone of FCA Authorised Firm)
HD Global (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect -
FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers
The FCA has acted to stop a Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors. -
Innovation, AI & the future of financial regulation
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit. -
IPO-FX / Skylon Investments (Clone of FCA recognised product and UK incorporated company)
IPO-FX / Skylon Investments (Clone of FCA recognised product and UK incorporated company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of -
Primary Market Bulletin 42
In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers. -
PS19/15: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (near final and final rules)
This Policy Statement outlines the near final rules applying our existing supervisory and enforcement processes to securitisation repositories when the UK leaves the European Union. It also sets out the final rules in respect of additional -
FCA announces extension to its use of the temporary transitional power
The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the -
Sberbank CIB (UK) Limited goes into special administration
Sberbank provides trading and execution services to its clients, including providing access to the Russian markets, and is authorised and regulated by the FCA -
FCA confirms proposals in the event of a no-deal Brexit
The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period. As most of the changes proposed will be made under powers given to the FCA under -
Primary Market Bulletin 33
Welcome to the 33rd edition of the Primary Market Bulletin (PMB).